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    Crafting Effective Loan Policies and Procedures

    $99.00
    *
    Participants will understand what constitutes a well planned institutional loan policy that is in accordance with sound practices as well as regulatory requirements. You will also discover how to devise clear, precise, and meaningful procedures to audit the loan function.

    Overview

    After attending this webinar, participants will understand what constitutes a well planned institutional loan policy that is in accordance with sound practices as well as regulatory requirements. You will also discover how to devise clear, precise, and meaningful procedures to audit the loan function.

    We will review examples of loan policies and the documentation requirements for such policies. We will explore loan review, compliance and internal and external audit issues, as well as loan write-off procedures and loan-loss provision issues.

    All persons involved in any phase of the loan function or the audit thereof should use this course to satisfy their responsibilities more effectively and efficiently.

    Covered Topics

    Your Institution's lending policies must include the following components:

    • Types of loans "allowed"
    • Established lines and limits for loan types and for lending personnel
    • Authorization and approval procedures
    • Loan pricing procedures
    • Loan concentration issues

    We will examine the following issues:

    • Loan Documentation Requirements
    • Internal and External Audit Issues Related to the Lending Function
    • Loan Write-Off Procedures and Loan-Loss Provision Issues
    • Regulatory Requirements 

    Who Should Attend?

    The course is a valuable primer for new employees as well as a refresher for "old timers."

    This course is designed for all auditors, loan accounting,loan operations, and loan compliance personnel.

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    Overview

    After attending this webinar, participants will understand what constitutes a well planned institutional loan policy that is in accordance with sound practices as well as regulatory requirements. You will also discover how to devise clear, precise, and meaningful procedures to audit the loan function.

    We will review examples of loan policies and the documentation requirements for such policies. We will explore loan review, compliance and internal and external audit issues, as well as loan write-off procedures and loan-loss provision issues.

    All persons involved in any phase of the loan function or the audit thereof should use this course to satisfy their responsibilities more effectively and efficiently.

    Covered Topics

    Your Institution's lending policies must include the following components:

    • Types of loans "allowed"
    • Established lines and limits for loan types and for lending personnel
    • Authorization and approval procedures
    • Loan pricing procedures
    • Loan concentration issues

    We will examine the following issues:

    • Loan Documentation Requirements
    • Internal and External Audit Issues Related to the Lending Function
    • Loan Write-Off Procedures and Loan-Loss Provision Issues
    • Regulatory Requirements 

    Who Should Attend?

    The course is a valuable primer for new employees as well as a refresher for "old timers."

    This course is designed for all auditors, loan accounting,loan operations, and loan compliance personnel.

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    Presenter:

    Paul J. Sanchez

    Paul J. Sanchez, CPA, CBA, CFSA, CGMA conducts a small CPA practice in Port Washington, New York. He is also the owner of Professional Service Associates (PSA), a consulting and professional training and development business servicing corporate clients (auditors, controllers, etc.), CPA firms, professional associations and others. He was an assistant professor at Long Island University - C.W. Post Campus as well as an adjunct lecturer at City University of New York. Prior to starting PSA, he was the Vice President-Professional Development for the Audit Division of a regional bank and Director of Professional Practices and Vice President of a money-center bank, where he directed the professional practice development and training for internal auditors. He also was on the technical staff of the Auditing Standards and Examinations Divisions of the AICPA. He practiced public accounting in the New York office of Deloitte where he also was a firm recruiter and in-house professional development instructor. He was an owner and auditing and accounting seminar leader for the Person/Wolinsky CPA Review Courses, a company that prepared candidates to pass the Uniform CPA Examination. He is a frequent lecturer and seminar leader for accounting, auditing, banking, risk assessment and other professional presentations. He is the author of the textbook, “Accounting Basics for Community Financial Institutions” (Financial Managers Society, 2 nd edition, Chicago, 2009) and the “Ideas an Analysis Letter: The Sanchez Take” (see www.sanchez-psa.com). As a contributing author, his chapter on ‘An Auditor’s Approach to Risk-Based Auditing: What to Audit and When,’ is included in the textbook, “Effective Auditing for Corporates: Key Developments in Practice and Procedures,” (Bloomsbury Information, Ltd, London, 2012).