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    Auditing & Internal Controls

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    ACH Updates, New Rules, and Clarifications

    Thursday, January 4, 2018 - 11:00 AM - 12:30 PM ET
    $249.00
    In mid-2017, NACHA issued a new Operating Rules and Guidelines to incorporate updates, new rules, and clarifications. This course reviews recent ACH Rules changes including Same-Day ACH and Third-Party Sender Registration requirements, and analyzes how various regulations, guidance and laws are affecting ACH processes and risk.

    Understanding the TILA-RESPA Integrated Disclosure (TRID) Rule

    Tuesday, January 16, 2018 - 11:00 AM - 12:30 PM ET
    $249.00
    This webinar is a one-stop shop for issues surrounding the TILA-RESPA Integrated Disclosure (TRID) rule rule. In this session, we will analyze the TRID rule and the CFPB's amendments to that rule. We will explore how the rule changes can impact your current business operations and identify key requirements that may cause confusion for your mortgage lenders. We will discuss guidance and other publications issued by the CFPB that will help facilitate your Institution's implementation of the rule. We will also review mortgage lenders' obligations under the TRID rules to track and monitor tolerance levels.

    Please Stop Calling Me ... TCPA Lawsuits and Compliance for Collections

    Wednesday, January 17, 2018 - 12:00 PM - 1:00 PM ET
    $249.00
    The number of consumer complaints and litigation against small to mid-sized community banks and credit unions has been growing aggressively. A report released in August 2017 shows that lawsuits filed under the Telephone Consumer Protection Act (TCPA) surged following a 2015 declaratory order by the Federal Communications Commission (FCC) that loosened the standards for filing such suits. The report details that TCPA lawsuits increased from 2,127 to 3,121—or 46 percent—in the 17-month period after the FCC order versus the comparable period before. The TCPA, passed by Congress in 1999, is is a federal statute that prohibits unsolicited advertising by fax machine, automated recorded voicemails, advertising calls to mobile telephones or other devices where the customer must pay to receive the call, and solicitation after a customer has added his or her name to a "Do Not Call" list. Likewise, recent court decisions have also held that unsolicited text messages are also covered by the list of prohibited communications under the TCPA.

    3 Key Risk Assessments in Your ERM Program: ERM, IT, and Internal Controls

    Tuesday, January 23, 2018 - 2:00 PM - 4:00 PM ET
    $249.00
    This webinar will first take you through a step-by-step process to develop strong Risk Assessments to address key areas of your institution. Then the presenter will specifically focus on three key Risk Assessments you must have as critical components of your ERM Program: the Enterprise Risk Management Risk Assessment, Information Technology Risk Assessment, and the Internal Controls Risk Assessment. You will walk away with practical tools and examples you can implement in your organization immediately.

    Auditing Financial Statements: Best Practices for Your Bank

    Wednesday, January 31, 2018 - 11:00 AM - 12:00 PM ET
    $249.00
    This webinar will reveal best practices to close the gap in understanding the importance of simple internal controls and a sound control environment. Join us to discover the secrets of top-notch financial statement auditing!

    20 "Law of Checks" Provisions: UCC Frontline Training & Compliance

    Thursday, February 8, 2018 - 11:00 AM - 12:30 PM ET
    $249.00
    Who is the best defense against fraud and loss at your Institution? Tellers on your frontline! Tellers deal with checks every day; however, if they don’t deal with them in accordance with the “law of checks” – that is, the Articles 3 and 4 of the Uniform Commercial Code (UCC) - your institution could face unnecessary headaches and financial loss. Use this webinar to arm yourself and your staff with vital UCC information and examples.

    IFRS for SMEs: International Financial Reporting Standard for Small and Medium-sized Entities

    Tuesday, March 13, 2018 - 11:00 AM - 12:00 PM ET
    $199.00
    Whether you are need to develop a basic understanding of IFRS or simply need an International Financial Reporting Standard for Small and Medium-sized Entities (SMEs for IFRS) refresher course, this webinar will provide all the information you need to be up-to-date on the most recent IFRS for SMEs standards.

    The Fundamentals of Successful Internal Fraud Risk Assessment

    Tuesday, May 8, 2018 - 11:00 AM - 12:30 PM ET
    $199.00
    Internal fraud risk assessments are critical to a credit union’s security posture. These assessments help the institution identity possible internal fraud and gaps in security. Best practices, resources, sound business practices and examples provided to help institutions perform effective assessments and improve internal controls. Takeways – resources and a checklist to developing an internal fraud RA.

    ACH Death Notification Entries (DNEs), Reclamations, and Risk Mitigation

    Monday, May 14, 2018 - 2:00 PM - 3:30 PM ET
    $199.00
    The focus of this interactive webinar is to limit your financial institution’s liability. This session outlines your responsibilities to the Federal Government if a beneficiary is deceased but still receiving benefit payments. The NACHA Operating Rules still apply when processing these payments but the Green Book outlines the exceptions when handling DNEs (Death Notification Entries) and Federal Government Reclamations.

    Business Continuity Planning: Your Disaster Survival Guide

    $219.00
    This session will explore all elements of your business continuity plan, including design, testing and implementation. Every financial institution should have a tested business continuity plan. This plan should prepare your institution for when something goes wrong. The potential for disaster is limitless, from short term software failure to long term facilities loss. Having a plan in place will help your institution deal with these disasters with confidence and in an effective and efficient manner.

    ACH Rule Changes in 2017

    $219.00
    Each year, NACHA issues a new Operating Rules and Guidelines due to updates, new rules, and clarifications. This course reviews recent ACH Rules changes including Same-Day ACH and Third-Party Sender Registration requirements, and analyzes how various regulations, guidance and laws are affecting ACH processes and risk.

    ACH Death Notification Entries (DNEs) & Reclamations: Your Institution's Liability

    $219.00
    The focus of this interactive webinar is to limit your financial institution’s liability. This session outlines your responsibilities to the Federal Government if a beneficiary is deceased but still receiving benefit payments. The NACHA Operating Rules still apply when processing these payments but the Green Book outlines the exceptions when handling DNEs (Death Notification Entries) and Federal Government Reclamations.

    Final Regulation CC Changes & Compliance: The Elements of an Effective Funds Availability Program

    $219.00
    This session will explore what steps need to be taken to implement an effective Regulation CC compliance program; will breakdown the new rule section-by-section and explain the effects these changes have on your check clearing procedures; and, will outline the procedures your institution must have in place for a sound and compliant effective funds availability program.

    CFPB 2 Year Agenda: Put Out Compliance Fires *Before* They Start

    $219.00
    President Trump has vowed to dismantle the Dodd-Frank Wall Street Reform and Consumer Protection Act and as a part of that process the Consumer Financial Protection Bureau (CFPB). While this has been on his radar for some time, the CFPB will be a part of our regulatory lives for the foreseeable future. The CFPB will continue to be a leader in setting regulatory priorities across the financial industry. This session is a forward thinking discussion that will explore what is on the agenda, what we can expect, and what these changes mean for us. We will also discuss the implications of President Trumps vow to dismantle the rules.

    New CECL Approach to Determine Allowance for Loan & Leases

    $219.00
    This webinar summarizes the new accounting standard (ASU 2016-13, Financial Instruments – Credit Losses) for the determination of the Allowance for Loan & Leases (ALLL) – the new standard that replaces the incurred-loss model currently in use. This carefully presented overview should take away the mystique and in some cases the fear of the estimation (forecasting) requirements now required under CECL.

    The "Law of Checks": UCC Training & Compliance for the Frontline

    $219.00
    Who is the best defense against fraud and loss at your Institution? Tellers on your frontline! Tellers deal with checks every day; however, if they don’t deal with them in accordance with the “law of checks” – that is, the Articles 3 and 4 of the Uniform Commercial Code (UCC) - your institution could face unnecessary headaches and financial loss. Use this webinar to arm yourself and your staff with vital UCC information and examples.

    2017 Final TRID Rule Compliance

    $219.00
    This webinar is a one-stop shop for issues surrounding the TILA-RESPA Integrated Disclosure (TRID) rule rule. In this session, we will analyze the TRID rule and the CFPB's amendments to that rule. We will explore how the rule changes can impact your current business operations and identify key requirements that may cause confusion for your mortgage lenders. We will discuss guidance and other publications issued by the CFPB that will help facilitate your Institution's implementation of the rule. We will also review mortgage lenders' obligations under the TRID rules to track and monitor tolerance levels.