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    Brandy Lalla

    Brandy Lalla is a compliance consultant who is based in New Orleans, LA . She has over 19 years of financial industry experience working in various areas of both national and community banks, including in the Internal Audit and Compliance areas.  She earned a bachelor's degree in Accounting and designations as a Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Internal Auditor (CIA). Brandy specializes in Deposit Compliance, the Bank Secrecy Act, and Operations Risk Management.

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    2017 Deposit and Operations Compliance Hot Topics

    This 90-minute webinar will help you develop a 2017 game plan to ensure your institution effectively and efficiently handles these changes. This session will help you determine where to focus your attention in 2017. We will discuss what should be on your priority list to keep you out of the hot seat with your regulators.

    2018 BSA Series

    This product includes access to the 1-Year OnDemand recording for all five (5) webinars in our 2018 BSA Series, as well as all applicable Toolkit materials.

    3 Lines of Defense: The New (Old) Approach You Should Take to Enhance Your Compliance Program

    The idea of a 3 line defense system is not necessarily a new concept, but it is one that has begun to receive more emphasis. With our regulatory world changing and becoming increasingly complicated, a new formalized approach to the 3 lines of defense is helping many institutions stay on track and in compliance. This approach helps to establish responsibility and accountability throughout your processes. This session will explore what the 3 lines of defense look like and how you can implement them in your institution.

    Advertising Compliance: What Marketers Need to Know About Regulatory Expectations

    This session will explore the rules that apply to all types of ads and how to incorporate those rules into your materials. You will learn the ways in which the Unfair Deceptive or Abusive Acts or Practices Act (UDAAP) and the Equal Credit Opportunity Act (ECOA) relate to your bank or credit union's advertisements. We will also explore the various regulatory bodies who have authority to create and enforce advertising rules, including: The Consumer Financial Protection Bureau (CFPB), the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency (OCC), and the National Credit Union Administration (NCUA).

    Auditing your Overdraft Program for Compliance with the Rules and Regulatory Expectations

    When you register for this webinar, you will receive a complimentary 8-part ToolKit. The world of overdraft requirements is about as gray as they come and creating an audit program can be daunting. Overdraft compliance is more than just following what the few laws say. Institutions are expected to apply guidance documentation and follow the ebb and flow of informal Examiner expectations. It can be difficult to keep up with every publication, study, guidance document, enforcement action, and expectation. We will explore the implications of all these resources, in a consolidated and concise manner, to help you fully understand what is expected of your institution.

    Board of Director Training: Deposit and Bank Secrecy Act Compliance

    This Webinar provides a deposit and Bank Secrecy Act compliance foundation, which will build an understanding of regulatory requirements and allow them to use that knowledge during future regulatory discussions; including risk assessments, policies, audit reports, and examinations.