All Categories
    Filters
    Preferences
    Search

    BSA Software Validation: 3 Tests Every Validation Needs

    $99.00
    *
    This Webinar will explore how to perform modeling and system validation to ensure your system's are helping your institution meet its BSA requirements.

    Overview

    Have you performed a validation of your BSA software inputs and outputs? What if your BSA software was set up incorrectly? What if your reports are not providing you with accurate information? Are you getting the information that you think you are? 

    When set up correctly, automated BSA monitoring can enhance your BSA/AML program and help you become more efficient in managing your responsibilities. Examiners have made their expectations clear that your BSA software should have an independent validation to ensure the results are accurate and useful. This validation can give you piece of mind that your system is operating as you intend it to.

     

    Covered Topics:

    • Why am I required to validate my BSA Software?
    • What should this validation include?
    • How can I be sure that my model is correct?
    • What steps should I take to perform this validation?
    • Am I allowed to outsource this independent testing?
    • What should I consider if I choose to outsource?
    • And much, much more . . .


    Who Should Attend?

    This informative session is designed for BSA Officers and Staff, Compliance Officers and Staff, Risk Managers and Staff, Internal Auditors and Staff.

     

    Write your own review
    • Only registered users can write reviews
    • Bad
    • Excellent

    Overview

    Have you performed a validation of your BSA software inputs and outputs? What if your BSA software was set up incorrectly? What if your reports are not providing you with accurate information? Are you getting the information that you think you are? 

    When set up correctly, automated BSA monitoring can enhance your BSA/AML program and help you become more efficient in managing your responsibilities. Examiners have made their expectations clear that your BSA software should have an independent validation to ensure the results are accurate and useful. This validation can give you piece of mind that your system is operating as you intend it to.

     

    Covered Topics:

    • Why am I required to validate my BSA Software?
    • What should this validation include?
    • How can I be sure that my model is correct?
    • What steps should I take to perform this validation?
    • Am I allowed to outsource this independent testing?
    • What should I consider if I choose to outsource?
    • And much, much more . . .


    Who Should Attend?

    This informative session is designed for BSA Officers and Staff, Compliance Officers and Staff, Risk Managers and Staff, Internal Auditors and Staff.

     

    Customers who bought this item also bought

    New BSA Officer Training

    $99.00
    Being a BSA officer requires technical knowledge, communication and cooperation with auditors and regulators, and the ability to navigate and negotiate among entities within your Institution. We will review BSA requirements and examine real-life scenarios. You will learn which areas in your Institution require additioal research and how to investigate, file, and track a SAR. After attending this webinar you will be well-positioned to meet- and surpass- examiner and regulator expectations.

    BSA Risk Assessments & Effective Risk Management

    $99.00
    This webinar highlights Bank Secrecy Act (BSA) best practices for appropriate risk assessments.

    3 Key Risk Assessments in Your ERM Program: ERM, IT, and Internal Controls

    $99.00
    This webinar will first take you through a step-by-step process to develop strong Risk Assessments to address key areas of your institution. Then the presenter will specifically focus on three key Risk Assessments you must have as critical components of your ERM Program: the Enterprise Risk Management Risk Assessment, Information Technology Risk Assessment, and the Internal Controls Risk Assessment. You will walk away with practical tools and examples you can implement in your organization immediately.
    Presenter:

    Brandy Lalla

    Brandy Lalla is a compliance consultant who is based in New Orleans, LA . She has over 19 years of financial industry experience working in various areas of both national and community banks, including in the Internal Audit and Compliance areas.  She earned a bachelor's degree in Accounting and designations as a Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Internal Auditor (CIA). Brandy specializes in Deposit Compliance, the Bank Secrecy Act, and Operations Risk Management.