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    2018 BSA Series

    $1,000.00
    This product includes access to the 1-Year OnDemand recording for all five (5) webinars in our 2018 BSA Series, as well as all applicable Toolkit materials.

    Click on the hyperlinked title below to read a full description for each webinar in our 2018 BSA Series.

    (1) Virtual Currencies and BSA: What is the Risk?

    Overview

    Due to the growth in the popularity of virtual currencies and the accompanying potential for money laundering, FinCEN issued guidance to "clarify the applicability of the regulations implementing the Bank Secrecy Act (“BSA”) to persons creating, obtaining, distributing, exchanging, accepting, or transmitting virtual currencies." The key to managing your BSA risk is to fully understand what virtual currencies are and what threat they pose to your institution.

    (2) New BSA Officer Training

    Overview

    Being a BSA officer requires technical knowledge, communication and cooperation with auditors and regulators, and the ability to navigate and negotiate among entities within your Institution. 

    We will review BSA requirements and examine real-life scenarios. You will learn which areas in your Institution require additioal research and how to investigate, file, and track a SAR. After attending this webinar you will be well-positioned to meet- and surpass- examiner and regulator expectations. 

    (3) New BSA Customer Due Diligence Rules: Understanding Beneficial Ownership

    Overview

    This webinar explores the new customer due diligence rules, and how they impact your institution's daily operations. During our discussion, we will explore updates to your BSA program documentation, customer forms, on-boarding processes, system changes, and the extensive training that will be required.

    (4) BSA Software Validation: 3 Tests Every Validation Needs

    Overview

    When set up correctly, automated BSA monitoring can enhance your BSA/AML program and help you become more efficient in managing your responsibilities. Examiners have made their expectations clear that your BSA software should have an independent validation to ensure the results are accurate and useful. This validation can give you piece of mind that your system is operating as you intend it to.

    (5) BSA Risk Assessments & Effective Risk Management

    Overview

    After attending this webinar, you will be able to conduct a comprehensive review of your Institution's current BSA/AML/OFAC risk assessment matrixes, including determining the complement and thoroughness of the risk assessments, and determining if the current matrixes are appropriate for your Institution. You will also learnhow to determine your Institution’s risk threshold based on your strategic plans and business models.

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    Click on the hyperlinked title below to read a full description for each webinar in our 2018 BSA Series.

    (1) Virtual Currencies and BSA: What is the Risk?

    Overview

    Due to the growth in the popularity of virtual currencies and the accompanying potential for money laundering, FinCEN issued guidance to "clarify the applicability of the regulations implementing the Bank Secrecy Act (“BSA”) to persons creating, obtaining, distributing, exchanging, accepting, or transmitting virtual currencies." The key to managing your BSA risk is to fully understand what virtual currencies are and what threat they pose to your institution.

    (2) New BSA Officer Training

    Overview

    Being a BSA officer requires technical knowledge, communication and cooperation with auditors and regulators, and the ability to navigate and negotiate among entities within your Institution. 

    We will review BSA requirements and examine real-life scenarios. You will learn which areas in your Institution require additioal research and how to investigate, file, and track a SAR. After attending this webinar you will be well-positioned to meet- and surpass- examiner and regulator expectations. 

    (3) New BSA Customer Due Diligence Rules: Understanding Beneficial Ownership

    Overview

    This webinar explores the new customer due diligence rules, and how they impact your institution's daily operations. During our discussion, we will explore updates to your BSA program documentation, customer forms, on-boarding processes, system changes, and the extensive training that will be required.

    (4) BSA Software Validation: 3 Tests Every Validation Needs

    Overview

    When set up correctly, automated BSA monitoring can enhance your BSA/AML program and help you become more efficient in managing your responsibilities. Examiners have made their expectations clear that your BSA software should have an independent validation to ensure the results are accurate and useful. This validation can give you piece of mind that your system is operating as you intend it to.

    (5) BSA Risk Assessments & Effective Risk Management

    Overview

    After attending this webinar, you will be able to conduct a comprehensive review of your Institution's current BSA/AML/OFAC risk assessment matrixes, including determining the complement and thoroughness of the risk assessments, and determining if the current matrixes are appropriate for your Institution. You will also learnhow to determine your Institution’s risk threshold based on your strategic plans and business models.

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    All Things Lending: Develop or Review Your Current Loan & Compliance Program

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    Financial institutions originate loans, purchase loans, acquire participating interests in loans, sell loans (or portions thereof), and securitize loans. Your bank's or credit union's credit exposure may be affected by external factors such as changes in interest rates, as well as internal factors such as changes inunderwriting practices. Many federal and state regulatory agencies have imposed numerous limitations and requirements on the lending activities of financial institutions.

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    Virtual Currencies and BSA: What is the Risk?

    $99.00
    This session will enhance your understanding of virtual currencies. We will explore the risks that these virtual currencies pose and what your BSA responsibility is related to them.
    Presenter:

    Brandy Lalla

    Brandy Lalla is a compliance consultant who is based in New Orleans, LA . She has over 19 years of financial industry experience working in various areas of both national and community banks, including in the Internal Audit and Compliance areas.  She earned a bachelor's degree in Accounting and designations as a Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Internal Auditor (CIA). Brandy specializes in Deposit Compliance, the Bank Secrecy Act, and Operations Risk Management.