All Categories
    Filters
    Preferences
    Search

    Products tagged with 'audit'

    View as Grid List
    Sort by
    Display per page

    Auditing your Overdraft Program for Compliance with the Rules and Regulatory Expectations

    $219.00
    When you register for this webinar, you will receive a complimentary 8-part ToolKit. The world of overdraft requirements is about as gray as they come and creating an audit program can be daunting. Overdraft compliance is more than just following what the few laws say. Institutions are expected to apply guidance documentation and follow the ebb and flow of informal Examiner expectations. It can be difficult to keep up with every publication, study, guidance document, enforcement action, and expectation. We will explore the implications of all these resources, in a consolidated and concise manner, to help you fully understand what is expected of your institution.

    Final Regulation CC Changes & Compliance: The Elements of an Effective Funds Availability Program

    $219.00
    This session will explore what steps need to be taken to implement an effective Regulation CC compliance program; will breakdown the new rule section-by-section and explain the effects these changes have on your check clearing procedures; and, will outline the procedures your institution must have in place for a sound and compliant effective funds availability program.

    3 Lines of Defense: The New (Old) Approach You Should Take to Enhance Your Compliance Program

    $219.00
    The idea of a 3 line defense system is not necessarily a new concept, but it is one that has begun to receive more emphasis. With our regulatory world changing and becoming increasingly complicated, a new formalized approach to the 3 lines of defense is helping many institutions stay on track and in compliance. This approach helps to establish responsibility and accountability throughout your processes. This session will explore what the 3 lines of defense look like and how you can implement them in your institution.

    Optimizing Overdraft Protection Programs: Regulatory Compliance, Examiner Expectations, & Best Practices

    $219.00
    This informative session will explore the world of overdraft programs and enable you to ensure your institution is operating within the new regulatory environment.

    All Things Lending: Develop or Review Your Current Loan & Compliance Program

    $219.00
    Financial institutions originate loans, purchase loans, acquire participating interests in loans, sell loans (or portions thereof), and securitize loans. Your bank's or credit union's credit exposure may be affected by external factors such as changes in interest rates, as well as internal factors such as changes inunderwriting practices. Many federal and state regulatory agencies have imposed numerous limitations and requirements on the lending activities of financial institutions.

    audit