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    Unfair, Deceptive, or Abusive Acts and Practices (UDAAP) Compliance: Managing the Risk

    $219.00
    *
    Examiner expectations for Unfair, Deceptive, or Abusive Acts and Practices are one of the fastest evolving regulatory compliance areas in banking today. Without checklist standards, financial institutions have to look at compliance risk from a new perspective. While this may take some practice, it is not impossible to succeed in managing your UDAAP risk. Attend the Live Session or get the OnDemand or DVD recording of this session, and after viewing contact our instructor with any questions to have to meet compliance.

    This program is a rebroadcast of a session that was originally recorded on the 25th of August, 2016.  

    Overview

    In order to manage the risk that comes with this fast changing area, institutions must implement a flexible and effective UDAAP management program that can change with the environment. Every institution is unique, so every institution will have a unique UDAAP risk profile. Identifying your institutions high risk areas is key to a successful UDAAP program. This session will help identify how to adequately assess your UDAAP risk and implement a testing program to monitor compliance with UDAAP standards. We will discuss the details of the risk assessment and testing procedures.

    Covered Topics

    • What should my UDAAP management program look like?
    • How far does UDAAP reach?
    • What areas of my institution are subject to UDAAP?
    • What do examiners expect you to do?
    • How do I identify the high risk areas of my institution?
    • How can I test UDAAP to ensure we are in compliance?
    • And much, much more...

    Who Should Attend

    This informative session is designed for Compliance Officers, Risk Managers, Fair Banking Officers, Retail Managers, Internal Audit Managers, and Internal Audit staff.

    Products specifications
    CE Credits 2.5
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    This program is a rebroadcast of a session that was originally recorded on the 25th of August, 2016.  

    Overview

    In order to manage the risk that comes with this fast changing area, institutions must implement a flexible and effective UDAAP management program that can change with the environment. Every institution is unique, so every institution will have a unique UDAAP risk profile. Identifying your institutions high risk areas is key to a successful UDAAP program. This session will help identify how to adequately assess your UDAAP risk and implement a testing program to monitor compliance with UDAAP standards. We will discuss the details of the risk assessment and testing procedures.

    Covered Topics

    • What should my UDAAP management program look like?
    • How far does UDAAP reach?
    • What areas of my institution are subject to UDAAP?
    • What do examiners expect you to do?
    • How do I identify the high risk areas of my institution?
    • How can I test UDAAP to ensure we are in compliance?
    • And much, much more...

    Who Should Attend

    This informative session is designed for Compliance Officers, Risk Managers, Fair Banking Officers, Retail Managers, Internal Audit Managers, and Internal Audit staff.

    Products specifications
    CE Credits 2.5
    Product tags
    Presenter:

    Brandy Lalla

    Brandy Lalla is a compliance consultant who is based in New Orleans, LA . She has over 19 years of financial industry experience working in various areas of both national and community banks, including in the Internal Audit and Compliance areas.  She earned a bachelor's degree in Accounting and designations as a Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Internal Auditor (CIA). Brandy specializes in Deposit Compliance, the Bank Secrecy Act, and Operations Risk Management.